DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Julie Ann Mochan
Feed of 09/14/2026
Also filed as Julie Ann Griffith
At current firm
8 y
since Sep 10, 2018
In the industry
26 y
since Feb 23, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Pacific Financial Group, Inc. independent RIA currentsince Sep 10, 2018 · Nashville, Tn
- Aris Wealth Services Inc formerJun 20, 2007 to Jun 29, 2015 · State College, Pa
- Questar Asset Management, Inc. formerMar 23, 2007 to Jul 16, 2007 · State College, Pa
- Securities America Advisors, Inc. formerDec 2, 2005 to Mar 26, 2007 · State College, Pa
- Pnc Wealth Management BD affiliatedAug 23, 2004 to Dec 13, 2005 · State College, Pa
- J.J.B. Hilliard, W.L. Lyons, LLC formerApr 22, 2003 to Nov 17, 2003 · State College, Pa
Moves
a registration end followed by a registration begin elsewhere
- Aris Wealth Services Inc to The Pacific Financial Group, Inc.left Jun 29, 2015, registered Sep 10, 2018 (1169 days) · Other
- Questar Asset Management, Inc. to Aris Wealth Services Incleft Jul 16, 2007, registered Jun 20, 2007 (-26 days) · Other
- Securities America Advisors, Inc. to Questar Asset Management, Inc.left Mar 26, 2007, registered Mar 23, 2007 (-3 days) · Other
- Pnc Wealth Management to Securities America Advisors, Inc.left Dec 13, 2005, registered Dec 2, 2005 (-11 days) · Other
- J.J.B. Hilliard, W.L. Lyons, LLC to Pnc Wealth Managementleft Nov 17, 2003, registered Aug 23, 2004 (280 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address