DFX Intelligence

C••••••••• J•••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

C••••••••• J•••• W••••

Advisor at F•••• P••••••• W•••••• L••

North Andover, MA

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Search this name across graphsid dfx:ria:25a6ccef-0561-67cc-c328-f9e29bee22be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Mar 11, 2021 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• J•••• W••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jun 10, 2024	n/a	yes	North Andover, MA	Current employment
C•••••••• W•••••	Former SEC adviser	Jun 14, 2023	Jul 25, 2024	no	North Andover, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W•••••	F•••• P••••••• W•••••• L••	Jul 25, 2024	Jun 10, 2024	-45	Firm change after gap	RIA to RIA
N•••• W••••• M••••••••• L••	C•••••••• W•••••	Jun 14, 2023	Jun 14, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
310912:159289:MA:2024-07-25	Jul 25, 2024	Jun 10, 2024	NORTH ANDOVER, MA	Firm change after gap
133096:317032:MA:2021-11-01	Nov 1, 2021	Nov 10, 2021	NORTH ANDOVER, MA	Firm change

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jun 10, 2024 to presentfactForm ADV
→ C•••••••• W•••••Registered adviserregistration: previous registration
Jun 14, 2023 to Jul 25, 2024factForm ADV
→ N•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 10, 2021 to Jun 14, 2023factForm ADV
→ N•• E•••••• I••••••••• • R••••••••• G••••• I•••

Dated events

Occurred
Jul 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25a6ccef-0561-67cc-c328-f9e29bee22be
First observed: Mar 11, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.