DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• J•••• W••••

F•••• P••••••• W•••••• L••independent RIANorth Andover, MaIA-onlyIAPD 7286120

Chartered Financial Analyst

Feed of 09/14/2026

At current firm

2 y

since Jun 10, 2024

In the industry

15 y

since Feb 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Jun 10, 2024 · North Andover, Ma
C•••••••• W••••• former
Jun 14, 2023 to Jul 25, 2024 · North Andover, Ma
N•••• W••••• M••••••••• L•• former
Nov 10, 2021 to Jun 14, 2023 · North Andover, Ma
N•• E•••••• I••••••••• • R••••••••• G••••• I••• former
Mar 11, 2021 to Nov 1, 2021 · North Andover, Ma

Moves

a registration end followed by a registration begin elsewhere

C•••••••• W••••• to F•••• P••••••• W•••••• L••
left Jul 25, 2024, registered Jun 10, 2024 (-45 days) · RIA to RIA · moved with a team
N•••• W••••• M••••••••• L•• to C•••••••• W•••••
left Jun 14, 2023, registered Jun 14, 2023 (0 days) · channel change inside one enterprise, not a move
N•• E•••••• I••••••••• • R••••••••• G••••• I••• to N•••• W••••• M••••••••• L••
left Nov 1, 2021, registered Nov 10, 2021 (9 days) · RIA to a newly registered adviser · moved with a team

Signals

C••••••••• J•••• W•••• left C•••••••• W••••• for F•••• P••••••• W•••••• L•• (registered 2024-06-10)
Jul 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address