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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Matthew William Davoust Whall

Advisor at TOUCHSTONE ADVISORS INC

CINCINNATI, OH | San Francisco, CA

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Search this name across graphsid dfx:ria:25adaf4c-a176-02f2-8ce4-23990c6d2fea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TOUCHSTONE ADVISORS INC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 5, 2001
First registration: Sep 9, 2002
Dual registered: yes, broker-dealer
Other names: Matthew W.D. Whall|Matt Whall
IAPD individual key: 4279970

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TOUCHSTONE ADVISORS INC	Asset manager	Sep 30, 2022	n/a	yes	San Francisco, CA\|CINCINNATI, OH	Current employment
TLG ADVISORS, INC.	Bd affiliated wealth	Nov 8, 2021	Aug 11, 2022	no	San Francisco, CA\|SUMMIT, NJ	Previous registration
FIRST TRUST ADVISORS LP	Asset manager	Jul 2, 2015	Nov 27, 2019	no	SAN FRANCISCO, CA\|WHEATON, IL	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Nov 9, 2010	Jun 24, 2015	no	SAN FRANCISCO, CA	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	Sep 9, 2002	Nov 2, 2010	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TLG ADVISORS, INC.	TOUCHSTONE ADVISORS INC	Aug 11, 2022	Sep 30, 2022	50	Firm change	Other
FIRST TRUST ADVISORS LP	TLG ADVISORS, INC.	Nov 27, 2019	Nov 8, 2021	712	Firm change after gap	Other
NEUBERGER BERMAN BD LLC	FIRST TRUST ADVISORS LP	Jun 24, 2015	Jul 2, 2015	8	Firm change	Other
NUVEEN FUND ADVISORS, LLC	NEUBERGER BERMAN BD LLC	Nov 2, 2010	Nov 9, 2010	7	Firm change	Other

Relationships

Registered with (5)

→ TOUCHSTONE ADVISORS INCRegistered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ TLG ADVISORS, INC.Registered adviserregistration: previous registration
Nov 8, 2021 to Aug 11, 2022factForm ADV
→ FIRST TRUST ADVISORS LPRegistered adviserregistration: previous registration
Jul 2, 2015 to Nov 27, 2019factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Nov 9, 2010 to Jun 24, 2015factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 9, 2002 to Nov 2, 2010factForm ADV

Dated events

Occurred
Aug 11, 2022
Advisor changed firm
Matthew William Davoust Whall left Tlg Advisors, Inc. for Touchstone Advisors Inc (registered 2022-09-30)
Form ADVobserved 6 days ago