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Advisor at LAGUNA WEALTH ADVISORS, LLC
Shalimar, FL | DANA POINT, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAGUNA WEALTH ADVISORS, LLC | Independent wealth | Apr 29, 2019 | n/a | yes | Shalimar, FL|DANA POINT, CA | Current employment |
| DANIEL WEALTH ADVISORS | Former SEC adviser | Jan 28, 2015 | Jul 10, 2017 | no | CORONA DEL MAR, CA | Previous registration |
| DANIEL WEALTH ADVISORS | Former SEC adviser | Oct 9, 2014 | Dec 31, 2014 | no | NEWPORT BEACH, CA|CORONA DEL MAR, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 17, 2012 | Jul 30, 2014 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DANIEL WEALTH ADVISORS | LAGUNA WEALTH ADVISORS, LLC | Jul 10, 2017 | Apr 29, 2019 | 658 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DANIEL WEALTH ADVISORS | Jul 30, 2014 | Oct 9, 2014 | 71 | Firm change | Other |