DFX Intelligence

J••••• C•••••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

J••••• C•••••••• G•••••

Advisor at P••••••• A••••••••• L•••

Richmond, VA | NEW YORK, NY

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Search this name across graphsid dfx:ria:25bcd62a-842b-6e06-8316-da7d15a92cd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A••••••••• L•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A••••••••• L•••	Mixed wealth	May 18, 2023	n/a	yes	Richmond, VA\|NEW YORK, NY	Current employment
I••••••••• M••••••••• O• V•••••••• L••	Former SEC adviser	Jul 7, 2006	Dec 11, 2023	no	RICHMOND, VA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• M••••••••• O• V•••••••• L••	P••••••• A••••••••• L•••	Dec 11, 2023	May 18, 2023	-207	Firm change after gap	RIA to RIA
K•••••• C•••••• M••••••••• L••	I••••••••• M••••••••• O• V•••••••• L••	Jul 5, 2006	Jul 7, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
108687:110631:VA:2023-12-11	Dec 11, 2023	May 18, 2023	RICHMOND, VA	Firm change after gap

Relationships

Registered with (3)

→ P••••••• A••••••••• L•••Registered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ I••••••••• M••••••••• O• V•••••••• L••Registered adviserregistration: previous registration
Jul 7, 2006 to Dec 11, 2023factForm ADV
→ K•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 1, 2000 to Jul 5, 2006factForm ADV

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25bcd62a-842b-6e06-8316-da7d15a92cd4
First observed: Jan 1, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.