RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C•••••••• G•••••
- P••••••• A••••••••• L••• mixed wealth currentsince May 18, 2023 · Richmond, Va
- I••••••••• M••••••••• O• V•••••••• L•• formerJul 7, 2006 to Dec 11, 2023 · Richmond, Va
- K•••••• C•••••• M••••••••• L•• independent RIAJan 1, 2000 to Jul 5, 2006 · Richmond, Va
- I••••••••• M••••••••• O• V•••••••• L•• to P••••••• A••••••••• L•••left Dec 11, 2023, registered May 18, 2023 (-207 days) · RIA to RIA · moved with a team
- K•••••• C•••••• M••••••••• L•• to I••••••••• M••••••••• O• V•••••••• L••left Jul 5, 2006, registered Jul 7, 2006 (2 days) · Other
- J••••• C•••••••• G••••• left I••••••••• M••••••••• O• V•••••••• L•• for P••••••• A••••••••• L••• (registered 2023-05-18)Dec 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address