DFX Intelligence

Data Factory

RIA / WealthAdvisor42 years in industry

JOHN ALLEN VANN

Advisor at VANN EQUITY MANAGEMENT LLC

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25bfe6d8-7094-1ef3-046e-105cecd57ee6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 16, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANN EQUITY MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 18, 1984
First registration: Aug 16, 1996
Dual registered: no
IAPD individual key: 453172

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANN EQUITY MANAGEMENT LLC	Independent wealth	Dec 13, 2019	n/a	yes	PLANO, TX	Current employment
PER STIRLING CAPITAL MANAGEMENT, LLC	Independent wealth	Sep 27, 2018	Dec 11, 2019	no	Plano, TX\|AUSTIN, TX	Previous registration
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Nov 2, 2015	Sep 12, 2018	no	DALLAS, TX\|Plano, TX	Previous registration
LIVE OAK WEALTH ADVISORY GROUP, LLC	Independent wealth	Oct 9, 2015	Dec 14, 2015	no	Carrollton, TX\|HOUSTON, TX	Previous registration
BANYAN PARTNERS, LLC	Former SEC adviser	Oct 17, 2013	Nov 26, 2014	no	PALM BEACH GARDENS, FL	Previous registration
RUSHMORE INVESTMENT ADVISORS INC	Former SEC adviser	Aug 16, 1996	Dec 24, 2013	no	PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PER STIRLING CAPITAL MANAGEMENT, LLC	VANN EQUITY MANAGEMENT LLC	Dec 11, 2019	Dec 13, 2019	2	Firm change	Other
LEVEL FOUR ADVISORY SERVICES	PER STIRLING CAPITAL MANAGEMENT, LLC	Sep 12, 2018	Sep 27, 2018	15	Firm change	Ibd to RIA
LIVE OAK WEALTH ADVISORY GROUP, LLC	LEVEL FOUR ADVISORY SERVICES	Dec 14, 2015	Nov 2, 2015	-42	Firm change after gap	Other
BANYAN PARTNERS, LLC	LIVE OAK WEALTH ADVISORY GROUP, LLC	Nov 26, 2014	Oct 9, 2015	317	Firm change	Other
RUSHMORE INVESTMENT ADVISORS INC	BANYAN PARTNERS, LLC	Dec 24, 2013	Oct 17, 2013	-68	Firm change after gap	Other

Relationships

Registered with (6)

→ VANN EQUITY MANAGEMENT LLCRegistered adviserregistration: current employment
Dec 13, 2019 to presentfactForm ADV
→ PER STIRLING CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 27, 2018 to Dec 11, 2019factForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 2, 2015 to Sep 12, 2018factForm ADV
→ LIVE OAK WEALTH ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Oct 9, 2015 to Dec 14, 2015factForm ADV
→ BANYAN PARTNERS, LLCRegistered adviserregistration: previous registration
Oct 17, 2013 to Nov 26, 2014factForm ADV
→ RUSHMORE INVESTMENT ADVISORS INCRegistered adviserregistration: previous registration
Aug 16, 1996 to Dec 24, 2013factForm ADV

Dated events

No dated event names this entity yet.