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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

KASEY PATRICK GEORGE

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Royal Oak, MI

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Search this name across graphsid dfx:ria:25d49e23-c012-56fd-4185-3bb0df8ae7a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 31, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 31, 2003
First registration: May 26, 2010
Dual registered: yes, broker-dealer
Other names: GEORGE KASEY
IAPD individual key: 3072291

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 31, 2023	n/a	yes	Royal Oak, MI	Current employment
CAPITAL ANALYSTS	Bd affiliated wealth	Jun 28, 2018	Aug 31, 2023	no	Royal Oak, MI	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jun 9, 2017	Aug 31, 2023	no	Royal Oak, MI	Previous registration
LEGEND ADVISORY, LLC	Former SEC adviser	Nov 2, 2010	Oct 4, 2019	no	BERKLEY, MI\|PALM BEACH GARDENS, FL\|ROYAL OAK, MI	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 26, 2010	Nov 3, 2010	no	NOVI, MI\|AUBURN HILLS, MI\|GROSSE POINTE, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ANALYSTS	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 31, 2023	Aug 31, 2023	0	Firm change	Ibd to ibd
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Aug 31, 2023	Jun 28, 2018	-1,890	Firm change after gap	RIA to ibd
LEGEND ADVISORY, LLC	LINCOLN INVESTMENT	Oct 4, 2019	Jun 9, 2017	-847	Bulk transfer	Other
VALIC FINANCIAL ADVISORS, INC.	LEGEND ADVISORY, LLC	Nov 3, 2010	Nov 2, 2010	-1	Firm change	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Aug 31, 2023 to presentfactForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Jun 28, 2018 to Aug 31, 2023factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jun 9, 2017 to Aug 31, 2023factForm ADV
→ LEGEND ADVISORY, LLCRegistered adviserregistration: previous registration
Nov 2, 2010 to Oct 4, 2019factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 26, 2010 to Nov 3, 2010factForm ADV

Dated events

Occurred
Aug 31, 2023
Advisor changed firm
Kasey Patrick George left Capital Analysts for Cambridge Investment Research Advisors, Inc. (registered 2023-08-31)
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Advisor changed firm
Kasey Patrick George left Lincoln Investment for Capital Analysts (registered 2018-06-28)
Form ADVobserved 5 days ago