DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• P•••••• G•••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedRoyal Oak, Midual registrantIAPD 3072291

Certified Financial Planner

Feed of 09/14/2026

Also filed as G••••• K••••

At current firm

3 y

since Aug 31, 2023

In the industry

23 y

since Mar 31, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Aug 31, 2023 · Royal Oak, Mi
C•••••• A••••••• BD affiliated
Jun 28, 2018 to Aug 31, 2023 · Royal Oak, Mi
L•••••• I••••••••• independent RIA
Jun 9, 2017 to Aug 31, 2023 · Royal Oak, Mi
L••••• A•••••••• L•• former
Nov 2, 2010 to Oct 4, 2019 · Berkley, Mi
V•••• F•••••••• A•••••••• I••• BD affiliated
May 26, 2010 to Nov 3, 2010 · Novi, Mi

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Aug 31, 2023, registered Aug 31, 2023 (0 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to C•••••• A•••••••
left Aug 31, 2023, registered Jun 28, 2018 (-1890 days) · RIA to affiliated broker-dealer or bank
L••••• A•••••••• L•• to L•••••• I•••••••••
left Oct 4, 2019, registered Jun 9, 2017 (-847 days) · corporate re-registration, not a move
V•••• F•••••••• A•••••••• I••• to L••••• A•••••••• L••
left Nov 3, 2010, registered Nov 2, 2010 (-1 days) · Other

Signals

K•••• P•••••• G••••• left C•••••• A••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-08-31)
Aug 31, 2023 · Advisor changed firm · fact
K•••• P•••••• G••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2018-06-28)
Aug 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address