DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••• W••••• M••••••••• L••
NASHUA, NH | Hollis, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• W••••• M••••••••• L•• | Independent wealth | Nov 16, 2015 | n/a | yes | NASHUA, NH|Hollis, NH | Current employment |
| F••••••• P••••••• T•••• C••••••• F•• | n/a | Aug 15, 2006 | Mar 28, 2007 | no | MERRIMACK, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | F••••••• P••••••• T•••• C••••••• F•• | Oct 15, 2015 | Aug 15, 2006 | -3,348 | Firm change after gap | Other |
| F••••••• P••••••• T•••• C••••••• F•• | P••• W••••• M••••••••• L•• | Mar 28, 2007 | Nov 16, 2015 |
| S•••••••• A••••••• L•• | National bd RIA | Mar 17, 2006 | Oct 15, 2015 | no | NASHUA, NH|MERRIMACK, NH | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Apr 30, 2004 | Mar 9, 2006 | no | PORTSMOUTH, NH|PORTSMOUTH, NH | Previous registration |
| M••••• S•••••• D• I••• | n/a | Mar 17, 2003 | May 4, 2004 | no | PORTSMOUTH, NH | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jan 7, 2002 | Jun 26, 2002 | no | BEDFORD, NH | Previous registration |
| 3,155 |
| Firm change after gap |
| Other |
| C•••••••• G••••• M•••••• I••• | S•••••••• A••••••• L•• | Mar 9, 2006 | Mar 17, 2006 | 8 | Firm change | Other |
| M••••• S•••••• D• I••• | C•••••••• G••••• M•••••• I••• | May 4, 2004 | Apr 30, 2004 | -4 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | M••••• S•••••• D• I••• | Jun 26, 2002 | Mar 17, 2003 | 264 | Firm change | Other |