RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T••••• G••••••
- P••• W••••• M••••••••• L•• independent RIA currentsince Nov 16, 2015 · Nashua, Nh
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedAug 15, 2006 to Mar 28, 2007 · Merrimack, Nh
- S•••••••• A••••••• L•• national BDMar 17, 2006 to Oct 15, 2015 · Nashua, Nh
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 30, 2004 to Mar 9, 2006 · Portsmouth, Nh
- M••••• S•••••• D• I••• unclassifiedMar 17, 2003 to May 4, 2004 · Portsmouth, Nh
- A••••••••• F•••••••• S•••••••• L•• national BDJan 7, 2002 to Jun 26, 2002 · Bedford, Nh
- S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••left Oct 15, 2015, registered Aug 15, 2006 (-3348 days) · Other
- F••••••• P••••••• T•••• C••••••• F•• to P••• W••••• M••••••••• L••left Mar 28, 2007, registered Nov 16, 2015 (3155 days) · Other
- C•••••••• G••••• M•••••• I••• to S•••••••• A••••••• L••left Mar 9, 2006, registered Mar 17, 2006 (8 days) · Other
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left May 4, 2004, registered Apr 30, 2004 (-4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• D• I•••left Jun 26, 2002, registered Mar 17, 2003 (264 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address