DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at APOLLON WEALTH MANAGEMENT, LLC
COSTA MESA, CA | Costa Mesa, CA | MOUNT PLEASANT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APOLLON FINANCIAL, LLC | Independent wealth | Sep 2, 2022 | n/a | yes | Costa Mesa, CA | Current employment |
| APOLLON WEALTH MANAGEMENT, LLC | Independent wealth | Jan 14, 2022 | n/a | yes | COSTA MESA, CA|MOUNT PLEASANT, SC | Current employment |
| PFE ADVISORS, INC. | Former SEC adviser | Dec 11, 2013 | Sep 18, 2020 | no | NEWPORT BEACH, CA|Newport Beach, CA | Previous registration |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | May 7, 2009 | Dec 10, 2021 | no | NEWPORT BEACH, CA|NEWPORT BEACH, CA | Previous registration |
| STRATEGIC WEALTH ADVISORS GROUP | Former SEC adviser | Sep 5, 2006 | Oct 21, 2008 | no | SAN MATEO, CA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Feb 14, 2006 | Oct 8, 2008 | no | SAN MATEO, CA|SAN MATEO, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Mar 8, 2004 | May 12, 2006 | no | FOUNTAIN VALLEY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISORS | PFE ADVISORS, INC. | Dec 10, 2021 | Dec 11, 2013 | -2,921 | Firm change after gap | Other |
| PFE ADVISORS, INC. | APOLLON WEALTH MANAGEMENT, LLC | Sep 18, 2020 | Jan 14, 2022 | 483 | Firm change after gap | Other |
| STRATEGIC WEALTH ADVISORS GROUP | UNITED CAPITAL FINANCIAL ADVISORS | Oct 21, 2008 | May 7, 2009 | 198 | Firm change | Other |
| FSC SECURITIES CORPORATION | STRATEGIC WEALTH ADVISORS GROUP | Oct 8, 2008 | Sep 5, 2006 | -764 | Firm change after gap | Other |
| CITICORP INVESTMENT SERVICES | FSC SECURITIES CORPORATION | May 12, 2006 | Feb 14, 2006 | -87 | Firm change after gap | Other |