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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Tracy Zimmerer

Advisor at EQUITABLE ADVISORS, LLC

CHARLOTTE, NC | JAMISON, PA

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Search this name across graphsid dfx:ria:25f67da7-9b96-e327-899f-90a91365e9a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Nov 13, 2003
First registration: Dec 14, 2005
Dual registered: yes, broker-dealer
Other names: TRACY ANN KIRBY|Tracy Ann Zimmerer
IAPD individual key: 4275481

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 11, 2024	n/a	yes	JAMISON, PA\|CHARLOTTE, NC	Current employment
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Sep 27, 2021	Dec 7, 2023	no	PRINCETON, NJ	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Oct 25, 2018	Mar 17, 2021	no	Conshohocken, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 21, 2015	Sep 13, 2018	no	PENNINGTON, NJ\|PENNINGTON, NJ	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Feb 13, 2014	Apr 10, 2015	no	Conshohocken, PA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Dec 19, 2011	Dec 20, 2013	no	Horsham, PA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Dec 14, 2005	Oct 31, 2011	no	PRINCETON, NJ\|Princeton, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKROCK INVESTMENT MANAGEMENT, LLC	EQUITABLE ADVISORS, LLC	Dec 7, 2023	Jan 11, 2024	35	Firm change	Other
HORNOR, TOWNSEND & KENT, LLC	BLACKROCK INVESTMENT MANAGEMENT, LLC	Mar 17, 2021	Sep 27, 2021	194	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HORNOR, TOWNSEND & KENT, LLC	Sep 13, 2018	Oct 25, 2018	42	Firm change	Wirehouse to ibd
HORNOR, TOWNSEND & KENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 10, 2015	Apr 21, 2015	11	Firm change	Other
MML INVESTORS SERVICES, LLC	HORNOR, TOWNSEND & KENT, LLC	Dec 20, 2013	Feb 13, 2014	55	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MML INVESTORS SERVICES, LLC	Oct 31, 2011	Dec 19, 2011	49	Firm change	Other

Relationships

Registered with (6)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Jan 11, 2024 to presentfactForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 27, 2021 to Dec 7, 2023factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Oct 25, 2018 to Mar 17, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 21, 2015 to Sep 13, 2018factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Dec 19, 2011 to Dec 20, 2013factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Dec 14, 2005 to Oct 31, 2011factForm ADV

Dated events

Occurred
Dec 7, 2023
Advisor changed firm
Tracy Zimmerer left Blackrock Investment Management, Llc for Equitable Advisors, Llc (registered 2024-01-11)
Form ADVobserved 4 days ago