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RIA / WealthAdvisor32 years in industry

Pleshetta Juanita Loftin

Advisor at PLANROCK WEALTH STRATEGIES, LLC

BRENTWOOD, TN

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Search this name across graphsid dfx:ria:261ee786-fd43-fa9c-7577-7d2cb8f9eb05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLANROCK WEALTH STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: Sep 19, 1994
First registration: Oct 15, 2007
Dual registered: no
Other names: PJ LOFTIN
IAPD individual key: 2449085

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLANROCK WEALTH STRATEGIES, LLC	Independent wealth	Apr 13, 2026	n/a	yes	BRENTWOOD, TN	Current employment
PLANROCK WEALTH STRATEGIES, LLC	Independent wealth	Apr 25, 2025	Dec 31, 2025	no	BRENTWOOD, TN	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Dec 16, 2016	Aug 8, 2017	no	Nashville, TN	Previous registration
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC	Former SEC adviser	Jan 25, 2013	May 11, 2015	no	BRENTWOOD, TN	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Nov 16, 2007	Dec 23, 2011	no	HOUSTON, TX	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Oct 15, 2007	Nov 2, 2007	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	PLANROCK WEALTH STRATEGIES, LLC	Aug 8, 2017	Apr 25, 2025	2,817	Firm change after gap	Other
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC	ALLSTATE FINANCIAL ADVISORS, LLC	May 11, 2015	Dec 16, 2016	585	Firm change after gap	Other
PNC MANAGED ACCOUNT SOLUTIONS, INC.	COMPASS EFFICIENT MODEL PORTFOLIOS, LLC	Dec 23, 2011	Jan 25, 2013	399	Firm change	Other
FSC SECURITIES CORPORATION	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Nov 2, 2007	Nov 16, 2007	14	Firm change	Other

Relationships

Registered with (5)

→ PLANROCK WEALTH STRATEGIES, LLCRegistered adviserregistration: previous registration
Apr 25, 2025 to Dec 31, 2025factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 16, 2016 to Aug 8, 2017factForm ADV
→ COMPASS EFFICIENT MODEL PORTFOLIOS, LLCRegistered adviserregistration: previous registration
Jan 25, 2013 to May 11, 2015factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Nov 16, 2007 to Dec 23, 2011factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 15, 2007 to Nov 2, 2007factForm ADV

Dated events

No dated event names this entity yet.