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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

SINGER XENOS SCHECHTER SOSLER WEALTH MANAGEMENT

SINGER & XENOS INC, CRD 106445

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26306971-cb27-c03d-ddee-08b1f71d6d91

Data as of Mar 18, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Mar 18, 2019
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2019-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,144
Individual clients: 70
High net worth clients: 697
Custody, client assets: $1.3B
SEC number: 801-38344
CRD: 106445
Filings on the tape: 17
First filed: Mar 26, 2012
Latest filed: Mar 18, 2019
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHECHTER, JUDA, ELI	Shareholder	A	yes	01/2010	Mar 26, 2012	Mar 18, 2019
SINGER, MARC, HARRIS	PRESIDENT AND CHIEF COMPLIANCE OFFICER	A	yes	01/1991	Mar 26, 2012	Mar 18, 2019
XENOS, FAITH, READ	Director	C	yes	01/1991	Mar 26, 2012	Mar 18, 2019
SINGER FAMILY TRUST'S	Shareholder	C	no	01/2006	Mar 26, 2013	Mar 18, 2019
SOSLER, NEIL, ROBERT	Shareholder	Na	no	03/2013	Mar 26, 2013	Mar 18, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SINGER XENOS SECURITIES, CORP.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 18, 2019	$1.4B	$1.4B	16	8	0	n/a	n/a
2017	Mar 26, 2018	$1.4B	$1.4B	16	8	0	n/a	n/a
2016	Mar 14, 2017	$1.2B	$1.2B	16	8	n/a	n/a	n/a
2015	Mar 8, 2016	$1.1B	$1.1B	18	10	n/a	n/a	n/a
2014	Mar 16, 2015	$1.1B	$1.1B	18	10	n/a	n/a	n/a
2013	Mar 19, 2014	$1.1B	$1.1B	17	9	n/a	n/a	n/a
2012	Mar 26, 2013	$1.0B	$1.0B	17	9	n/a	n/a	n/a
2011	Mar 26, 2012	$919M	$918M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.4B	$1.4B	0.9%	$1.1B	7.4%	16	16	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	6	Jun 11, 2019	Jul 17, 2019	CORAL GABLES, FL	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (3)

← XENOS, FAITH, READOwnerDIRECTOR, ownership code C, individual
Mar 26, 2012 to presentfactForm ADV
← SINGER, MARC, HARRISOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 26, 2012 to presentfactForm ADV
← SCHECHTER, JUDA, ELIOwnerSHAREHOLDER, ownership code A, individual
Mar 26, 2012 to presentfactForm ADV

Owns (2)

← SOSLER, NEIL, ROBERTOwnerSHAREHOLDER, ownership code NA, individual
Mar 26, 2013 to presentfactForm ADV
← SINGER FAMILY TRUST'SOwnerSHAREHOLDER, ownership code C, domestic entity
Mar 26, 2013 to presentfactForm ADV

Moved with (1)

→ MARINERRegistered adviser6 advisors, firm absorbed, same day
Jun 11, 2019 to Jul 17, 2019factForm ADV

Registered with (8)

← FAITH READ XENOSAdvisorregistration: previous registration
Jul 1, 1991 to Jun 11, 2019factForm ADV
← MARC HARRIS SINGERAdvisorregistration: previous registration
Jul 1, 1991 to Jun 11, 2019factForm ADV
← JUDA ELI SCHECHTERAdvisorregistration: previous registration
Feb 14, 2003 to Jun 11, 2019factForm ADV
← NEIL ROBERT SOSLERAdvisorregistration: previous registration
May 12, 2004 to Jun 11, 2019factForm ADV
← LONNY SETH GREENBERGAdvisorregistration: previous registration
Sep 22, 2010 to Jun 11, 2019factForm ADV
← ALEJANDRO ZAYASAdvisorregistration: previous registration
Jun 15, 2016 to Jun 11, 2019factForm ADV
← MARC FREITAGAdvisorregistration: previous registration
Aug 21, 2012 to Apr 1, 2016factForm ADV
← CATHERINA MARLENE PARETOAdvisorregistration: previous registration
Feb 21, 2003 to May 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26306971-cb27-c03d-ddee-08b1f71d6d91
First observed: Mar 26, 2012
Last observed: Mar 18, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SINGER XENOS SCHECHTER SOSLER WEALTH MANAGEMENT

SINGER & XENOS INC, CRD 106445

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26306971-cb27-c03d-ddee-08b1f71d6d91

Data as of Mar 18, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:23 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHECHTER, JUDA, ELI

Shareholder

yes

01/2010

Mar 26, 2012

Mar 18, 2019

SINGER, MARC, HARRIS

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

01/1991

Mar 26, 2012

Mar 18, 2019

XENOS, FAITH, READ

Director

yes

01/1991

Mar 26, 2012

Mar 18, 2019

SINGER FAMILY TRUST'S

Shareholder

01/2006

Mar 26, 2013

Mar 18, 2019

SOSLER, NEIL, ROBERT

Shareholder

03/2013

Mar 26, 2013

Mar 18, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SINGER XENOS SECURITIES, CORP.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 18, 2019

$1.4B

n/a

2017

Mar 26, 2018

$1.4B

n/a

2016

Mar 14, 2017

$1.2B

n/a

2015

Mar 8, 2016

$1.1B

n/a

2014

Mar 16, 2015

$1.1B

n/a

2013

Mar 19, 2014

$1.1B

n/a

2012

Mar 26, 2013

$1.0B

n/a

2011

Mar 26, 2012

$919M

$918M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$1.4B

0.9%

$1.1B

7.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Jun 11, 2019

Jul 17, 2019

CORAL GABLES, FL

Firm absorbed

RIA to ibd

100.0%