DFX Intelligence

L•••• S••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

L•••• S••• G••••••••

Advisor at M••••••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:27c06603-0fd0-2f7f-0fbd-637a30259091

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jun 6, 2019	n/a	yes	CORAL GABLES, FL	Current employment
S••••• X•••• S•••••••• S••••• W••••• M•••••••••	Former SEC adviser	Sep 22, 2010	Jun 11, 2019	no	CORAL GABLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• X•••• S•••••••• S••••• W••••• M•••••••••	M••••••	Jun 11, 2019	Jun 6, 2019	-5	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
106445:140195:FL:2019-06-11	Jun 11, 2019	Jun 6, 2019	CORAL GABLES, FL	Firm change

Relationships

Registered with (2)

→ M••••••Registered adviserregistration: current employment
Jun 6, 2019 to presentfactForm ADV
→ S••••• X•••• S•••••••• S••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 22, 2010 to Jun 11, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27c06603-0fd0-2f7f-0fbd-637a30259091
First observed: Sep 22, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.