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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

Fidelma Farinas-Cobas

Advisor at OSAIC WEALTH, INC.

SCOTTSDALE, AZ | Fayetteville, AR

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Search this name across graphsid dfx:ria:2659fac3-8f3b-b5ae-2127-e9dc635ebcaf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Dec 14, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 13, 2018
First registration: Dec 14, 2018
Dual registered: yes, broker-dealer
Other names: FIDELMA L COBAS|FIDELMA LEONOR COBAS|FIDELMA-LEONOR COBAS|FIDELMA FARINAS-COBAS|FIDELMA FARINAS|FIDELMA LEONOR FARINAS-COBAS|Fidelma Leonor Farinas-Cobas|FIDELMA-LEONOR FARINAS-COBAS
IAPD individual key: 4912704

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 2, 2026	n/a	yes	SCOTTSDALE, AZ\|Fayetteville, AR	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Sep 18, 2025	Jun 4, 2026	no	Fayetteville, AR\|ST. AUGUSTINE, FL\|Fayetteville, AR	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 4, 2023	Apr 29, 2025	no	CORAL GABLES, FL\|MIAMI, FL\|PITTSBURGH, PA\|Fayetteville, AR	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jan 25, 2023	Nov 30, 2023	no	Miami, FL	Previous registration
RBC ROCHDALE, LLC	Bd affiliated wealth	Dec 14, 2018	Oct 18, 2022	no	Pompano Beach, FL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	OSAIC WEALTH, INC.	Jun 4, 2026	Jun 2, 2026	-2	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	MML INVESTORS SERVICES, LLC	Apr 29, 2025	Sep 18, 2025	142	Firm change	Ibd to ibd
PNC MANAGED ACCOUNT SOLUTIONS, INC.	PNC WEALTH MANAGEMENT	Nov 30, 2023	Dec 4, 2023	4	Firm change	RIA to ibd
RBC ROCHDALE, LLC	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 18, 2022	Jan 25, 2023	99	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110476:129052:FL:2023-11-30	Nov 30, 2023	Dec 4, 2023	MIAMI, FL	Firm change

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 2, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Sep 18, 2025 to Jun 4, 2026factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 4, 2023 to Apr 29, 2025factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jan 25, 2023 to Nov 30, 2023factForm ADV
→ RBC ROCHDALE, LLCRegistered adviserregistration: previous registration
Dec 14, 2018 to Oct 18, 2022factForm ADV

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
Fidelma Farinas-Cobas left Mml Investors Services, Llc for Osaic Wealth, Inc. (registered 2026-06-02)
Form ADVobserved 5 days ago
Occurred
Apr 29, 2025
Advisor changed firm
Fidelma Farinas-Cobas left Pnc Wealth Management for Mml Investors Services, Llc (registered 2025-09-18)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Fidelma Farinas-Cobas left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2023-12-04)
Form ADVobserved 5 days ago
Occurred
Oct 18, 2022
Advisor changed firm
Fidelma Farinas-Cobas left Rbc Rochdale, Llc for Pnc Managed Account Solutions, Inc. (registered 2023-01-25)
Form ADVobserved 5 days ago