DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Fidelma Farinas-Cobas

Osaic Wealth, Inc.BD affiliatedScottsdale, Az dual registrantIAPD 4912704

Certified Financial Planner

Feed of 09/15/2026

Also filed as Fidelma L Cobas

At current firm

0 y

since Jun 2, 2026

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Jun 2, 2026 · Scottsdale, Az
MML Investors Services, LLC BD affiliated
Sep 18, 2025 to Jun 4, 2026 · Fayetteville, Ar
Pnc Wealth Management BD affiliated
Dec 4, 2023 to Apr 29, 2025 · Coral Gables, Fl
Pnc Managed Account Solutions, Inc. former
Jan 25, 2023 to Nov 30, 2023 · Miami, Fl
RBC Rochdale, LLC BD affiliated
Dec 14, 2018 to Oct 18, 2022 · Pompano Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Osaic Wealth, Inc.
left Jun 4, 2026, registered Jun 2, 2026 (-2 days) · Affiliated broker-dealer or bank to another
Pnc Wealth Management to MML Investors Services, LLC
left Apr 29, 2025, registered Sep 18, 2025 (142 days) · Affiliated broker-dealer or bank to another
Pnc Managed Account Solutions, Inc. to Pnc Wealth Management
left Nov 30, 2023, registered Dec 4, 2023 (4 days) · RIA to affiliated broker-dealer or bank · moved with a team
RBC Rochdale, LLC to Pnc Managed Account Solutions, Inc.
left Oct 18, 2022, registered Jan 25, 2023 (99 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Fidelma Farinas-Cobas left Mml Investors Services, Llc for Osaic Wealth, Inc. (registered 2026-06-02)
Jun 4, 2026 · Advisor changed firm · fact
Fidelma Farinas-Cobas left Pnc Wealth Management for Mml Investors Services, Llc (registered 2025-09-18)
Apr 29, 2025 · Advisor changed firm · fact
Fidelma Farinas-Cobas left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2023-12-04)
Nov 30, 2023 · Advisor changed firm · fact
Fidelma Farinas-Cobas left Rbc Rochdale, Llc for Pnc Managed Account Solutions, Inc. (registered 2023-01-25)
Oct 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address