DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | Montvale, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Jun 21, 2021 | n/a | yes | Montvale, NJ|NEW ORLEANS, LA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 23, 2011 | Jun 22, 2021 | no | NEW YORK, NY|RIVER VALE, NJ|MONTVALE, NJ | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Feb 7, 2006 | Oct 4, 2011 | no | NEW YORK, NY|RIVERDALE, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NEWEDGE ADVISORS | Jun 22, 2021 | Jun 21, 2021 | -1 | Firm change | Wirehouse to ibd |
| OPPENHEIMER & CO. INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 4, 2011 | Sep 23, 2011 | -11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:171351:NJ:2021-06-22 | Jun 22, 2021 | Jun 21, 2021 | MONTVALE, NJ | Firm change |