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Advisor at ARETE WEALTH ADVISORS, LLC
Vestavia Hills, AL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARETE WEALTH ADVISORS, LLC | Bd affiliated wealth | Jun 20, 2023 | n/a | yes | CHICAGO, IL|Vestavia Hills, AL | Current employment |
| CENTER STREET ADVISORS, INC. | Former SEC adviser | Mar 12, 2020 | Jun 16, 2023 | no | NASHVILLE, TN|Vestavia Hills, AL | Previous registration |
| WFG ADVISORS, LP | Former SEC adviser | Feb 18, 2010 | Nov 5, 2010 | no | CLANTON, TX | Previous registration |
| FIRST LEGACY SECURITIES, LLC | n/a | Nov 6, 2008 | Feb 18, 2010 | no | MONTGOMERY, AL|CLANTON, AL | Previous registration |
| SUNSET FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 6, 2006 | Sep 26, 2008 | no | CLANTON, AL|HELENA, AL|CLANTON, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CENTER STREET ADVISORS, INC. | ARETE WEALTH ADVISORS, LLC | Jun 16, 2023 | Jun 20, 2023 | 4 | Firm change | RIA to ibd |
| WFG ADVISORS, LP | CENTER STREET ADVISORS, INC. | Nov 5, 2010 | Mar 12, 2020 | 3,415 | Firm change after gap | Other |
| FIRST LEGACY SECURITIES, LLC | WFG ADVISORS, LP | Feb 18, 2010 | Feb 18, 2010 | 0 | Firm change | Other |
| SUNSET FINANCIAL SERVICES, INC. | FIRST LEGACY SECURITIES, LLC | Sep 26, 2008 | Nov 6, 2008 | 41 | Firm change | Other |