This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 8, 1993earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Oct 8, 1993

First registration

Apr 30, 1996

Dual registered

yes, broker-dealer

Other names

NASSER ISSA|N. ABRAHAM ISSA|NASSER ABRAHAM ISSA

IAPD individual key

2390861

• Occurred

  Mar 21, 2023
  Advisor changed firm

  N. Abraham Issa left Ubs Financial Services Inc. for Ameriprise Financial Services, Llc (registered 2023-03-13)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:27013356-e446-cc2b-1f78-17cee8963e13

First observed

Apr 30, 1996

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.