DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K•••••••• W••••• A•••••••• L••
FORT WASHINGTON, PA | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•••••••• W••••• A•••••••• L•• | Bd affiliated wealth | Apr 6, 2026 | n/a | yes | FORT WASHINGTON, PA|SAN DIEGO, CA | Current employment |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Feb 17, 2021 | Apr 1, 2026 | no | ATLANTA, GA|PHILADELPHIA, PA|MEDIA, PA|PHILADELPHIA, PA|GLENSIDE, PA|WEST CHESTER, PA|HUNTINGDON VALLEY, PA|PHILADELPHIA, PA|ARDMORE, PA|PHILADELPHIA, PA|SPRING HOUSE, PA|FORT WASHINGTON, PA|PHILADELPHIA, PA|PHILADELPHIA, PA|PHILADELPHIA, PA|JENKINTOWN, PA|KING OF PRUSSIA, PA|NORRISTOWN, PA|PHILADELPHIA, PA|NEWTOWN SQUARE, PA|WILLOW GROVE, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | K•••••••• W••••• A•••••••• L•• | Apr 1, 2026 | Apr 6, 2026 | 5 | Firm change | Ibd to ibd |
| B••• S••••••••• L•• | T••••• A••••••• S•••••••• I••• | Feb 17, 2021 | Feb 17, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:136300:PA:2016-09-21 | Sep 21, 2016 | Sep 21, 2016 | EAST NORRITON, PA | Firm change |
| Previous registration |
| B••• S••••••••• L•• | Former SEC adviser | Jan 2, 2018 | Feb 17, 2021 | no | JENKINTOWN, PA|CHARLOTTE, NC|ALLENTOWN, PA|PHILADELPHIA, PA|HUNTINGDON VALLEY, PA|WEST CHESTER, PA|FORT WASHINGTON, PA|SEVERNA PARK, MD|RICHMOND, VA | Previous registration |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Jun 5, 2017 | Jan 2, 2018 | no | JENKINTOWN, PA|CHARLOTTE, NC|ALLENTOWN, PA|PHILADELPHIA, PA|HUNTINGDON VALLEY, PA|WEST CHESTER, PA | Previous registration |
| K•• I••••••••• S••••••• L•• | Bd affiliated wealth | Sep 21, 2016 | Jun 19, 2017 | no | Plymouth Meeting, PA|MAPLE GLEN, PA|HOPEWELL JUNCTION, NY | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 4, 2010 | Sep 21, 2016 | no | SPRING HOUSE, PA|MAPLE GLEN, PA|MAPLE GLEN, PA|FORT MILL, SC|SPRING HOUSE, PA|HARLEYSVILLE, PA|EAST NORRITON, PA | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Oct 14, 2005 | May 5, 2010 | no | PALMERTOWN, PA|SPRINGHOUSE, PA|SPRING HOUSE, PA | Previous registration |
| I••• F•••••••• S••••••• C••••••••• | n/a | Aug 3, 2005 | Oct 14, 2005 | no | SPRING HOUSE, PA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Oct 20, 2004 | Aug 9, 2005 | no | HUNTINGDON VALLEY, PA | Previous registration |
| Q•••• • R•••••• I••• | n/a | Nov 6, 2002 | Oct 20, 2004 | no | HUNTINGDON VALLEY, PA | Previous registration |
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Q•••• • R•••••• I••• | n/a | Sep 5, 2002 | Oct 15, 2002 | no | PHILADELPHIA, PA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| B••• I••••••••• S•••••••• I••• | B••• S••••••••• L•• | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| K•• I••••••••• S••••••• L•• | B••• I••••••••• S•••••••• I••• | Jun 19, 2017 | Jun 5, 2017 | -14 | Firm change | Other |
| L•• F•••••••• L•• | K•• I••••••••• S••••••• L•• | Sep 21, 2016 | Sep 21, 2016 | 0 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | L•• F•••••••• L•• | May 5, 2010 | May 4, 2010 | -1 | Firm change | Other |
| I••• F•••••••• S••••••• C••••••••• | C••••• I••••••••• S••••••• L•• | Oct 14, 2005 | Oct 14, 2005 | 0 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | I••• F•••••••• S••••••• C••••••••• | Aug 9, 2005 | Aug 3, 2005 | -6 | Firm change | Other |
| Q•••• • R•••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |