DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chad Evan Polin
Feed of 09/15/2026
Also filed as Chad E Polin
At current firm
0 y
since Apr 6, 2026
In the industry
26 y
since Aug 29, 2000 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kingswood Wealth Advisors, LLC BD affiliated currentsince Apr 6, 2026 · Fort Washington, Pa
- Truist Advisory Services, Inc. BD affiliatedFeb 17, 2021 to Apr 1, 2026 · Atlanta, Ga
- Bb&T Securities, LLC formerJan 2, 2018 to Feb 17, 2021 · Jenkintown, Pa
- Bb&T Investment Services, Inc. formerJun 5, 2017 to Jan 2, 2018 · Jenkintown, Pa
- Key Investment Services LLC BD affiliatedSep 21, 2016 to Jun 19, 2017 · Plymouth Meeting, Pa
- LPL Financial LLC BD affiliatedMay 4, 2010 to Sep 21, 2016 · Spring House, Pa
- Cetera Investment Services LLC formerOct 14, 2005 to May 5, 2010 · Palmertown, Pa
- Icba Financial Services Corporation unclassifiedAug 3, 2005 to Oct 14, 2005 · Spring House, Pa
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Aug 9, 2005 · Huntingdon Valley, Pa
- Quick & Reilly, Inc. unclassifiedNov 6, 2002 to Oct 20, 2004 · Huntingdon Valley, Pa
- Quick & Reilly, Inc. unclassifiedSep 5, 2002 to Oct 15, 2002 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Kingswood Wealth Advisors, LLCleft Apr 1, 2026, registered Apr 6, 2026 (5 days) · Affiliated broker-dealer or bank to another
- Bb&T Securities, LLC to Truist Advisory Services, Inc.left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- Bb&T Investment Services, Inc. to Bb&T Securities, LLCleft Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- Key Investment Services LLC to Bb&T Investment Services, Inc.left Jun 19, 2017, registered Jun 5, 2017 (-14 days) · Other
- LPL Financial LLC to Key Investment Services LLCleft Sep 21, 2016, registered Sep 21, 2016 (0 days) · Other · moved with a team
- Cetera Investment Services LLC to LPL Financial LLCleft May 5, 2010, registered May 4, 2010 (-1 days) · Other
- Icba Financial Services Corporation to Cetera Investment Services LLCleft Oct 14, 2005, registered Oct 14, 2005 (0 days) · Other
- Banc Of America Investment Services, Inc. to Icba Financial Services Corporationleft Aug 9, 2005, registered Aug 3, 2005 (-6 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
- Chad Evan Polin left Truist Advisory Services, Inc. for Kingswood Wealth Advisors, Llc (registered 2026-04-06)Apr 1, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address