DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

Jeremy Green

Advisor at AE WEALTH MANAGEMENT, LLC

Edina, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:270335c8-8398-03d3-c212-b8ba9e78c867

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Nov 26, 2013
First registration: Jul 28, 2005
Dual registered: yes, broker-dealer
Other names: Jeremy Paul Green
IAPD individual key: 4235928

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Sep 26, 2022	n/a	yes	Edina, MN	Current employment
UNITED ADVISORS AMERICA	Independent wealth	May 7, 2019	May 13, 2019	no	Edina, MN\|PROSPER, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 27, 2018	Feb 1, 2019	no	MINNETONKA, MN	Previous registration
BERGANKDV WEALTH MANAGEMENT, LLC	Former SEC adviser	Sep 15, 2014	Feb 16, 2015	no	BLOOMINGTON, MN\|BLOOMINGTON, MN	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jul 28, 2005	Jan 6, 2006	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED ADVISORS AMERICA	AE WEALTH MANAGEMENT, LLC	May 13, 2019	Sep 26, 2022	1,232	Firm change after gap	RIA to ibd
LPL FINANCIAL LLC	UNITED ADVISORS AMERICA	Feb 1, 2019	May 7, 2019	95	Firm change	RIA to RIA
BERGANKDV WEALTH MANAGEMENT, LLC	LPL FINANCIAL LLC	Feb 16, 2015	Apr 27, 2018	1,166	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	BERGANKDV WEALTH MANAGEMENT, LLC	Jan 6, 2006	Sep 15, 2014	3,174	Firm change after gap	Other

Relationships

Registered with (5)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 26, 2022 to presentfactForm ADV
→ UNITED ADVISORS AMERICARegistered adviserregistration: previous registration
May 7, 2019 to May 13, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 27, 2018 to Feb 1, 2019factForm ADV
→ BERGANKDV WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 15, 2014 to Feb 16, 2015factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 28, 2005 to Jan 6, 2006factForm ADV

Dated events

No dated event names this entity yet.