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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Victor Taylor Caron

Advisor at J.P. MORGAN SECURITIES LLC

PROVIDENCE, UT | OGDEN, UT | LOGAN, UT

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Search this name across graphsid dfx:ria:27036998-8b47-bf02-cb8d-89bc1eacdd06

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 8, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 3, 1998
First registration: May 8, 2002
Dual registered: yes, broker-dealer
Other names: TAYLOR CARON|V Caron|VICTOR TAYLOR CARON
IAPD individual key: 2978249

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	May 7, 2025	n/a	yes	OGDEN, UT\|OGDEN, UT\|LOGAN, UT\|PROVIDENCE, UT	Current employment
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Sep 1, 2021	Oct 16, 2024	no	Lehi, UT\|TAMPA, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 14, 2009	Sep 17, 2021	no	Las Vegas, NV\|Colorado Springs, CO\|Sandy, UT\|Cottonwood Heights, UT	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Apr 16, 2008	Jul 27, 2009	no	LAS VEGAS, NV	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jun 29, 2007	Apr 10, 2008	no	HENDERSON, NV	Previous registration
WAMU INVESTMENTS, INC.	n/a	May 8, 2002	Feb 1, 2007	no	LAS VEGAS, NV\|LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J. W. COLE ADVISORS, INC.	J.P. MORGAN SECURITIES LLC	Oct 16, 2024	May 7, 2025	203	Firm change	Ibd to wirehouse
CHARLES SCHWAB & CO., INC.	J. W. COLE ADVISORS, INC.	Sep 17, 2021	Sep 1, 2021	-16	Firm change	Ibd to RIA
CUSO FINANCIAL SERVICES, L.P.	CHARLES SCHWAB & CO., INC.	Jul 27, 2009	Aug 14, 2009	18	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CUSO FINANCIAL SERVICES, L.P.	Apr 10, 2008	Apr 16, 2008	6	Firm change	Other
WAMU INVESTMENTS, INC.	CETERA INVESTMENT SERVICES LLC	Feb 1, 2007	Jun 29, 2007	148	Firm change	Other

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
May 7, 2025 to presentfactForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Sep 1, 2021 to Oct 16, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 14, 2009 to Sep 17, 2021factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Apr 16, 2008 to Jul 27, 2009factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jun 29, 2007 to Apr 10, 2008factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
May 8, 2002 to Feb 1, 2007factForm ADV

Dated events

Occurred
Oct 16, 2024
Advisor changed firm
Victor Taylor Caron left J. W. Cole Advisors, Inc. for J.P. Morgan Securities Llc (registered 2025-05-07)
Form ADVobserved 4 days ago