DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

V••••• T••••• C••••

J••• M••••• S••••••••• L••wirehouseProvidence, Ut dual registrantIAPD 2978249

Feed of 09/15/2026

Also filed as Taylor Caron

At current firm

1 y

since May 7, 2025

In the industry

28 y

since Mar 3, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since May 7, 2025 · Ogden, Ut
J• W• C••• A•••••••• I••• BD affiliated
Sep 1, 2021 to Oct 16, 2024 · Lehi, Ut
C•••••• S••••• • C••• I••• national BD
Aug 14, 2009 to Sep 17, 2021 · Las Vegas, Nv
C••• F•••••••• S•••••••• L••• former
Apr 16, 2008 to Jul 27, 2009 · Las Vegas, Nv
C••••• I••••••••• S••••••• L•• former
Jun 29, 2007 to Apr 10, 2008 · Henderson, Nv
W••• I••••••••• I••• unclassified
May 8, 2002 to Feb 1, 2007 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

J• W• C••• A•••••••• I••• to J••• M••••• S••••••••• L••
left Oct 16, 2024, registered May 7, 2025 (203 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• S••••• • C••• I••• to J• W• C••• A•••••••• I•••
left Sep 17, 2021, registered Sep 1, 2021 (-16 days) · Affiliated broker-dealer or bank to independent RIA
C••• F•••••••• S•••••••• L••• to C•••••• S••••• • C••• I•••
left Jul 27, 2009, registered Aug 14, 2009 (18 days) · Other
C••••• I••••••••• S••••••• L•• to C••• F•••••••• S•••••••• L•••
left Apr 10, 2008, registered Apr 16, 2008 (6 days) · Other
W••• I••••••••• I••• to C••••• I••••••••• S••••••• L••
left Feb 1, 2007, registered Jun 29, 2007 (148 days) · Other

Signals

V••••• T••••• C•••• left J• W• C••• A•••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-05-07)
Oct 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address