D••••• W••••••

Advisor at S••••••• I••••••••• A•••••••• I•••

Corona, CA | PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2707b404-e508-f90b-1ae4-749a794a5f47

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 3, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 28, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Dec 12, 2025	n/a	yes	Corona, CA\|PORTLAND, OR	Current employment
M••••••••• R•••••••••	Bd affiliated wealth	Aug 12, 2022	Mar 11, 2025	no	Corona, CA\|WASHINGTON, DC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• R•••••••••	S••••••• I••••••••• A•••••••• I•••	Mar 11, 2025	Dec 12, 2025	276	Firm change	Other
V••• F•••••••• P•••••••• L••	M••••••••• R•••••••••	Aug 16, 2022	Aug 12, 2022

Relationships

Registered with (6)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 12, 2025 to presentfactForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
Aug 12, 2022 to Mar 11, 2025factForm ADV
→ V••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 7, 2020 to Aug 16, 2022factForm ADV
→ S•••• F••• I••••••••• M••••••••• C••••

Dated events

Occurred
Mar 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2707b404-e508-f90b-1ae4-749a794a5f47
First observed: Nov 3, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.