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D••••• J••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D••••• J••• C•••••••••

Advisor at T••••••• S••••••• A•••••••

Richmond, VA | INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:271021a5-623b-6817-7b79-22f9b2d515aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Nov 28, 2025	n/a	yes	Richmond, VA\|INDIANAPOLIS, IN	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 9, 2021	Apr 24, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••••• S••••••• A•••••••	Apr 24, 2026	Nov 28, 2025	-147	Firm change after gap	Wirehouse to ibd
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Feb 9, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:299201:VA:2026-04-24	Apr 24, 2026	Nov 28, 2025	RICHMOND, VA	Firm change after gap
19616:11025:VA:2021-02-04	Feb 9, 2021	Feb 9, 2021	RICHMOND, VA	Firm change

Relationships

Registered with (3)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Nov 28, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 9, 2021 to Apr 24, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 17, 2015 to Feb 9, 2021factForm ADV

Dated events

Occurred
Apr 24, 2026
Advisor changed firm
D••••• J••• C••••••••• left W•••• F•••• A••••••• for T••••••• S••••••• A••••••• (registered 2025-11-28)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:271021a5-623b-6817-7b79-22f9b2d515aa
First observed: Mar 17, 2015
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.