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Advisor at LPL FINANCIAL LLC
Aliquippa, PA | FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 16, 2019 | n/a | yes | FORT MILL, SC|Aliquippa, PA | Current employment |
| FORT PITT CAPITAL GROUP, LLC | Former SEC adviser | Apr 5, 2016 | Jan 23, 2018 | no | PITTSBURGH, PA | Previous registration |
| PWA WEALTH MANAGEMENT | Former SEC adviser | May 23, 2011 | Jul 15, 2014 | no | GREENSBURG, PA | Previous registration |
| BNY MELLON SECURITIES CORPORATION | Other adviser | Jan 10, 2011 | Apr 4, 2011 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 8, 2010 | Dec 6, 2010 | no | BRIDGEVILLE, PA | Previous registration |
| BPU INVESTMENT MANAGEMENT, INC. | Former SEC adviser | Aug 10, 2006 | Mar 23, 2010 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 2, 2004 | Aug 3, 2006 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Jun 3, 2003 | Dec 31, 2003 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORT PITT CAPITAL GROUP, LLC | LPL FINANCIAL LLC | Jan 23, 2018 | May 16, 2019 | 478 | Firm change after gap | Other |
| PWA WEALTH MANAGEMENT | FORT PITT CAPITAL GROUP, LLC | Jul 15, 2014 | Apr 5, 2016 | 630 | Firm change after gap | Other |
| BNY MELLON SECURITIES CORPORATION | PWA WEALTH MANAGEMENT | Apr 4, 2011 | May 23, 2011 | 49 | Firm change | Other |
| LPL FINANCIAL LLC | BNY MELLON SECURITIES CORPORATION | Dec 6, 2010 | Jan 10, 2011 | 35 | Firm change | Other |
| BPU INVESTMENT MANAGEMENT, INC. | LPL FINANCIAL LLC | Mar 23, 2010 | Jun 8, 2010 | 77 | Firm change | Other |
| PNC WEALTH MANAGEMENT | BPU INVESTMENT MANAGEMENT, INC. | Aug 3, 2006 | Aug 10, 2006 | 7 | Firm change | Other |
| J.J.B. HILLIARD, W.L. LYONS, LLC | PNC WEALTH MANAGEMENT | Dec 31, 2003 | Jan 2, 2004 | 2 | Firm change | Other |