DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner12 years in industry

BANNER THOMAS CLARK

Advisor at CAPITAL INVESTMENT ADVISORS, LLC

ATLANTA, GA | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:272607b1-5eff-08b9-c674-d93cff3f2bf8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jul 14, 2014
First registration: Mar 24, 2017
Dual registered: no
Other names: BANNER T. CLARK
IAPD individual key: 6343176

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL INVESTMENT ADVISORS, LLC	Independent wealth	Feb 7, 2023	n/a	yes	ATLANTA, GA\|TAMPA, FL	Current employment
SAGACE WEALTH MANAGEMENT	Independent wealth	Apr 13, 2021	Jan 11, 2023	no	ST. PETERSBURG, FL	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 21, 2021	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 24, 2017	Jul 13, 2018	no	SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGACE WEALTH MANAGEMENT	CAPITAL INVESTMENT ADVISORS, LLC	Jan 11, 2023	Feb 7, 2023	27	Firm change	RIA to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	SAGACE WEALTH MANAGEMENT	Mar 21, 2021	Apr 13, 2021	23	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (4)

→ CAPITAL INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Feb 7, 2023 to presentfactForm ADV
→ SAGACE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 13, 2021 to Jan 11, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 21, 2021factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 24, 2017 to Jul 13, 2018factForm ADV

Dated events

Occurred
Jan 11, 2023
Advisor changed firm
Banner Thomas Clark left Sagace Wealth Management for Capital Investment Advisors, Llc (registered 2023-02-07)
Form ADVobserved 6 days ago