DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SAGACE WEALTH MANAGEMENT

SAGACE WEALTH MANAGEMENT, LLC, CRD 307212

ST. PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b1debff-746b-70b1-7992-403c7b51c3d7

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 2
On other graphs: 0
Observed: Apr 10, 2024 to Feb 20, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $163MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $163M
Private client RAUM: $160MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $23.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 263
Individual clients: 32
High net worth clients: 47
SEC number: 801-130248
CRD: 307212
Filings on the tape: 4
First filed: Apr 10, 2024
Latest filed: Feb 20, 2026
Organised: Limited Liability Company, FL
Website: sagacewealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Dodd Marvel Disler	n/a	ST. PETERSBURG, FL	6	22	1	no
WARREN GORDON SPOOR	Personal Financial Specialist	ST. PETERSBURG, FL	6	26	1	no
JAMES R. SPOOR	n/a	ST. PETERSBURG, FL	6	15	n/a	no
RICHARD B FRANZ	n/a	ST. PETERSBURG, FL	6	22	n/a	no
Jake Eddy Pendl	n/a	ST. PETERSBURG, FL	2	13	2	no
JOHN DAVID HARPER	Personal Financial Specialist	ST. PETERSBURG, FL	1	22	2	no
STEPHEN MICHAEL BUNCH	n/a	ST. PETERSBURG, FL	0	12	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUNCH, STEPHEN, MICHAEL	Member	C	yes	06/2023	Apr 10, 2024	Apr 10, 2024
Disler, Dodd, Marvel	Member	D	yes	05/2017	Apr 10, 2024	Apr 10, 2024
Disler, Dodd, Marvel	CHIEF COMPLIANCE OFFICER/MEMBER	Na	yes	05/2017	Apr 10, 2024	Apr 10, 2024
DMD CAPITAL, LLC	Member	D	yes	05/2017	Apr 10, 2024	Apr 10, 2024
FRANZ, RICHARD, B	Member	C	yes	06/2023	Apr 10, 2024	Apr 10, 2024
HARPER, JOHN, DAVID	Member	C	yes	07/2023	Apr 10, 2024	Apr 10, 2024
KINCARSAR, LLC	Member	A	yes	01/2020	Apr 10, 2024	Apr 10, 2024
SPOOR, JAMES, R.	Member	E	yes	01/2020	Apr 10, 2024	Apr 10, 2024
SPOOR, WARREN, GORDON	Member	C	yes	06/2023	Apr 10, 2024	Apr 10, 2024
SBFH INVESTMENTS LLC	Member	C	no	06/2023	Apr 10, 2024	Apr 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RICHARD B. FRANZ III CPA	n/a	n/a	n/a	N	no	n/a
RUSTY SPOOR CPA	n/a	n/a	n/a	N	no	n/a
STEPHEN M BUNCH CPA	n/a	n/a	n/a	N	no	n/a
W GORDON SPOOR CPA	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 20, 2026	$163M	$163M	7	7	0	n/a	n/a
2024	Feb 3, 2025	$157M	$157M	7	7	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$163M	$157M	4.0%	n/a	n/a	7	7	0	0

Relationships

Registered with (8)

← STEPHEN MICHAEL BUNCHAdvisorregistration: current employment
Jan 28, 2026 to presentfactForm ADV
← JOHN DAVID HARPERAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Jake Eddy PendlAdvisorregistration: current employment
May 24, 2024 to presentfactForm ADV
← RICHARD B FRANZAdvisorregistration: current employment
Jul 16, 2020 to presentfactForm ADV
← JAMES R. SPOORAdvisorregistration: current employment
Jun 29, 2020 to presentfactForm ADV
← WARREN GORDON SPOORAdvisorregistration: current employment
Jun 10, 2020 to presentfactForm ADV
← Dodd Marvel DislerAdvisorregistration: current employment
Apr 22, 2020 to presentfactForm ADV
← BANNER THOMAS CLARKAdvisorregistration: previous registration
Apr 13, 2021 to Jan 11, 2023factForm ADV

Controls (8)

← FRANZ, RICHARD, BOwnerMEMBER, ownership code C, individual
Apr 10, 2024 to Apr 10, 2024factForm ADV
← SPOOR, WARREN, GORDONOwnerMEMBER, ownership code C, individual
Apr 10, 2024 to Apr 10, 2024factForm ADV
← HARPER, JOHN, DAVIDOwnerMEMBER, ownership code C, individual
Apr 10, 2024 to Apr 10, 2024factForm ADV
← BUNCH, STEPHEN, MICHAELOwnerMEMBER, ownership code C, individual
Apr 10, 2024 to Apr 10, 2024factForm ADV
← Disler, Dodd, MarvelOwnerMEMBER, ownership code D, individual
Apr 10, 2024 to Apr 10, 2024factForm ADV
← SPOOR, JAMES, R.OwnerMEMBER, ownership code E, individual
Apr 10, 2024 to Apr 10, 2024factForm ADV
← DMD CAPITAL, LLCOwnerMEMBER, ownership code D, domestic entity
Apr 10, 2024 to Apr 10, 2024factForm ADV
← KINCARSAR, LLCOwnerMEMBER, ownership code A, domestic entity
Apr 10, 2024 to Apr 10, 2024factForm ADV

Owns (1)

← SBFH INVESTMENTS LLCOwnerMEMBER, ownership code C, domestic entity
Apr 10, 2024 to Apr 10, 2024factForm ADV

Dated events

Occurred
Apr 10, 2024
First Form ADV filing
Sagace Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
Jan 11, 2023
Advisor changed firm
Banner Thomas Clark left Sagace Wealth Management for Capital Investment Advisors, Llc (registered 2023-02-07)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b1debff-746b-70b1-7992-403c7b51c3d7
First observed: Apr 10, 2024
Last observed: Feb 20, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAGACE WEALTH MANAGEMENT

SAGACE WEALTH MANAGEMENT, LLC, CRD 307212

ST. PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b1debff-746b-70b1-7992-403c7b51c3d7

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Dodd Marvel Disler

n/a

ST. PETERSBURG, FL

WARREN GORDON SPOOR

Personal Financial Specialist

ST. PETERSBURG, FL

JAMES R. SPOOR

n/a

ST. PETERSBURG, FL

n/a

RICHARD B FRANZ

n/a

ST. PETERSBURG, FL

n/a

Jake Eddy Pendl

n/a

ST. PETERSBURG, FL

JOHN DAVID HARPER

Personal Financial Specialist

ST. PETERSBURG, FL

STEPHEN MICHAEL BUNCH

n/a

ST. PETERSBURG, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUNCH, STEPHEN, MICHAEL

Member

yes

06/2023

Apr 10, 2024

Disler, Dodd, Marvel

Member

yes

05/2017

Apr 10, 2024

Disler, Dodd, Marvel

CHIEF COMPLIANCE OFFICER/MEMBER

yes

05/2017

Apr 10, 2024

DMD CAPITAL, LLC

Member

yes

05/2017

Apr 10, 2024

FRANZ, RICHARD, B

Member

yes

06/2023

Apr 10, 2024

HARPER, JOHN, DAVID

Member

yes

07/2023

Apr 10, 2024

KINCARSAR, LLC

Member

yes

01/2020

Apr 10, 2024

SPOOR, JAMES, R.

Member

yes

01/2020

Apr 10, 2024

SPOOR, WARREN, GORDON

Member

yes

06/2023

Apr 10, 2024

SBFH INVESTMENTS LLC

Member

06/2023

Apr 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RICHARD B. FRANZ III CPA

n/a

RUSTY SPOOR CPA

n/a

STEPHEN M BUNCH CPA

n/a

W GORDON SPOOR CPA

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 20, 2026

$163M

n/a

2024

Feb 3, 2025

$157M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$163M

$157M

4.0%

n/a