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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst12 years in industry

Thomas Martin Knight

Advisor at MARINER

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:272736ff-9599-9f94-142e-90bbca5ee682

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 14, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: May 2, 2018
First registration: May 14, 2018
Dual registered: no
IAPD individual key: 6807713

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Feb 21, 2023	n/a	yes	SARASOTA, FL	Current employment
Pattern	Former SEC adviser	Sep 2, 2022	Feb 20, 2023	no	PORTLAND, OR\|SARASOTA, FL	Previous registration
RETIREMENT MONEY MANAGEMENT	Former SEC adviser	Feb 14, 2019	Apr 20, 2022	no	SARASOTA, FL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 14, 2018	Apr 22, 2022	no	SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Pattern	Mariner	Feb 20, 2023	Feb 21, 2023	1	Firm change	Other
CETERA ADVISOR NETWORKS LLC	RETIREMENT MONEY MANAGEMENT	Apr 22, 2022	Feb 14, 2019	-1,163	Firm change after gap	Ibd to RIA
RETIREMENT MONEY MANAGEMENT	Pattern	Apr 20, 2022	Sep 2, 2022	135	Firm change	RIA to new firm

Relationships

Registered with (4)

→ MARINERRegistered adviserregistration: current employment
Feb 21, 2023 to presentfactForm ADV
→ PATTERNRegistered adviserregistration: previous registration
Sep 2, 2022 to Feb 20, 2023factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 14, 2018 to Apr 22, 2022factForm ADV
→ RETIREMENT MONEY MANAGEMENTRegistered adviserregistration: previous registration
Feb 14, 2019 to Apr 20, 2022factForm ADV

Dated events

Occurred
Feb 20, 2023
Advisor changed firm
Thomas Martin Knight left Pattern for Mariner (registered 2023-02-21)
Form ADVobserved 3 days ago
Occurred
Apr 22, 2022
Advisor changed firm
Thomas Martin Knight left Cetera Advisor Networks Llc for Retirement Money Management (registered 2019-02-14)
Form ADVobserved 3 days ago
Occurred
Apr 20, 2022
Advisor changed firm
Thomas Martin Knight left Retirement Money Management for Pattern (registered 2022-09-02)
Form ADVobserved 3 days ago