DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• M••••• K•••••

M••••••BD affiliatedSarasota, FlIA-onlyIAPD 6807713

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

At current firm

3 y

since Feb 21, 2023

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Feb 21, 2023 · Sarasota, Fl
P•••••• former
Sep 2, 2022 to Feb 20, 2023 · Portland, Or
R••••••••• M•••• M••••••••• former
Feb 14, 2019 to Apr 20, 2022 · Sarasota, Fl
C••••• A•••••• N••••••• L•• former
May 14, 2018 to Apr 22, 2022 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

P•••••• to M••••••
left Feb 20, 2023, registered Feb 21, 2023 (1 days) · Other
C••••• A•••••• N••••••• L•• to R••••••••• M•••• M•••••••••
left Apr 22, 2022, registered Feb 14, 2019 (-1163 days) · Affiliated broker-dealer or bank to independent RIA
R••••••••• M•••• M••••••••• to P••••••
left Apr 20, 2022, registered Sep 2, 2022 (135 days) · RIA to a newly registered adviser

Signals

T••••• M••••• K••••• left Pattern for Mariner (registered 2023-02-21)
Feb 20, 2023 · a•••••• firm change · fact
T••••• M••••• K••••• left C••••• A•••••• N••••••• L•• for R••••••••• M•••• M••••••••• (registered 2019-02-14)
Apr 22, 2022 · a•••••• firm change · fact
T••••• M••••• K••••• left R••••••••• M•••• M••••••••• for Pattern (registered 2022-09-02)
Apr 20, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address