DFX Intelligence
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Reading the graph
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Advisor at B•• P•••••••• I•••
CEDAR RAPIDS, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•• P•••••••• I••• | Bd affiliated wealth | Dec 5, 2025 | n/a | yes | CEDAR RAPIDS, IA | Current employment |
| M•••••• S••••••••• A•••• M••••••••• L•• | Former SEC adviser | Jul 14, 2023 | Dec 5, 2025 | no | Astoria, NY|East Hampton, NY|Astoria, NY|MANCHESTER, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• S••••••••• A•••• M••••••••• L•• | B•• P•••••••• I••• | Dec 5, 2025 | Dec 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| W••••••• F•••••••• S•••••••• I••• | M•••••• S••••••••• A•••• M••••••••• L•• | Jul 20, 2023 | Jul 14, 2023 |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jul 11, 2018 | Jul 20, 2023 | no | Manhasset, NY|ASTORIA, NY|New City, NY|MANHASSET, NY|Astoria, NY | Previous registration |
| C•••••• O•• A•••••••• L•• | Former SEC adviser | Jan 28, 2015 | Jul 11, 2018 | no | SEATTLE, WA|Astoria, NY|MCLEAN, VA | Previous registration |
| C•••••• O•• F•••••••• A••••••• L•• | n/a | Aug 27, 2009 | Jan 28, 2015 | no | MELVILLE, NY | Previous registration |
| -6 |
| Firm change |
| Ibd to ibd |
| C•••••• O•• A•••••••• L•• | W••••••• F•••••••• S•••••••• I••• | Jul 11, 2018 | Jul 11, 2018 | 0 | Bulk transfer | Ibd to ibd |
| C•••••• O•• F•••••••• A••••••• L•• | C•••••• O•• A•••••••• L•• | Jan 28, 2015 | Jan 28, 2015 | 0 | Bulk transfer | Other |