RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•• V••••••• C•••••
- B•• P•••••••• I••• BD affiliated currentsince Dec 5, 2025 · Cedar Rapids, Ia
- M•••••• S••••••••• A•••• M••••••••• L•• formerJul 14, 2023 to Dec 5, 2025 · Astoria, Ny
- W••••••• F•••••••• S•••••••• I••• formerJul 11, 2018 to Jul 20, 2023 · Manhasset, Ny
- C•••••• O•• A•••••••• L•• formerJan 28, 2015 to Jul 11, 2018 · Seattle, Wa
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedAug 27, 2009 to Jan 28, 2015 · Melville, Ny
- M•••••• S••••••••• A•••• M••••••••• L•• to B•• P•••••••• I•••left Dec 5, 2025, registered Dec 5, 2025 (0 days) · corporate re-registration, not a move
- W••••••• F•••••••• S•••••••• I••• to M•••••• S••••••••• A•••• M••••••••• L••left Jul 20, 2023, registered Jul 14, 2023 (-6 days) · Affiliated broker-dealer or bank to another
- C•••••• O•• A•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Jul 11, 2018, registered Jul 11, 2018 (0 days) · corporate re-registration, not a move
- C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
- I•• V••••••• C••••• left W••••••• F•••••••• S•••••••• I••• for M•••••• S••••••••• A•••• M••••••••• L•• (registered 2023-07-14)Jul 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address