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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

DEAN MICHAEL FLISS

Advisor at GLOBAL VIEW CAPITAL MANAGEMENT LLC

WAUKESHA, WI

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Search this name across graphsid dfx:ria:27400617-feed-59eb-cd99-1d2d04b6c74b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLOBAL VIEW CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 5, 1986
First registration: Mar 24, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1490307

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLOBAL VIEW CAPITAL MANAGEMENT LLC	Independent wealth	Jan 6, 2014	n/a	yes	WAUKESHA, WI	Current employment
THE STRATEGIC FINANCIAL ALLIANCE	Bd affiliated wealth	Nov 10, 2010	Dec 31, 2013	no	WAUKESHA, WI\|WAUKESHA, WI\|ATLANTA, GA	Previous registration
INVESTMENT ADVISORS INTERNATIONAL, INC.	n/a	Jul 10, 2006	Nov 2, 2010	no	WAUKESHA, WI	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jul 10, 2002	Aug 24, 2006	no	WAUKESHA, WI	Previous registration
WMA INVESTMENT ADVISORS, INC. (WMAIA)	n/a	Mar 24, 1999	Jul 15, 2002	no	DULUTH, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE STRATEGIC FINANCIAL ALLIANCE	GLOBAL VIEW CAPITAL MANAGEMENT LLC	Dec 31, 2013	Jan 6, 2014	6	Bulk transfer	Other
INVESTMENT ADVISORS INTERNATIONAL, INC.	THE STRATEGIC FINANCIAL ALLIANCE	Nov 2, 2010	Nov 10, 2010	8	Bulk transfer	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	INVESTMENT ADVISORS INTERNATIONAL, INC.	Aug 24, 2006	Jul 10, 2006	-45	Bulk transfer	Other
WMA INVESTMENT ADVISORS, INC. (WMAIA)	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jul 15, 2002	Jul 10, 2002	-5	Firm change	Other

Relationships

Registered with (5)

→ GLOBAL VIEW CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 6, 2014 to presentfactForm ADV
→ THE STRATEGIC FINANCIAL ALLIANCERegistered adviserregistration: previous registration
Nov 10, 2010 to Dec 31, 2013factForm ADV
→ INVESTMENT ADVISORS INTERNATIONAL, INC.Registered adviserregistration: previous registration
Jul 10, 2006 to Nov 2, 2010factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 10, 2002 to Aug 24, 2006factForm ADV
→ WMA INVESTMENT ADVISORS, INC. (WMAIA)Registered adviserregistration: previous registration
Mar 24, 1999 to Jul 15, 2002factForm ADV

Dated events

No dated event names this entity yet.