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NORTHWEST INVESTMENT COUNSELORS LLC, CRD 327970
LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GARCIA, MICHELLE, CASTANO | RELATIONSHIP MANAGER | B | yes | 11/2013 | Aug 18, 2023 | Nov 11, 2024 |
| ROEHR, MATTHEW, JOHN NICOL | CHIEF COMPLIANCE OFFICER | C | yes | 05/1998 | Aug 18, 2023 | Nov 11, 2024 |
| SCARLETT, MARK, EDWARD | Member | C | yes | 05/1998 | Aug 18, 2023 | Nov 11, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Feb 8, 2024 | $592M | $590M | 7 | 5 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $592M | n/a | n/a | n/a | n/a | 7 | n/a | 0 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 5 | Jan 13, 2025 | Jan 13, 2025 | LAKE OSWEGO, OR | Firm absorbed | RIA to ibd | 100.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| NORTHWEST INVESTMENT COUNSELORS | 4 | Nov 20, 2023 | Nov 22, 2023 | LAKE OSWEGO, OR | Firm absorbed | RIA to RIA | 80.0% |