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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NORTHWEST INVESTMENT COUNSELORS

NORTHWEST INVESTMENT COUNSELORS LLC, CRD 107953

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9284487d-5bbe-da9f-b092-4450f95ce17e

Data as of Nov 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Mar 23, 2012 to Nov 20, 2023
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $534MItem 5.F on the latest filing (2023-11-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $533M
Private client RAUM: $522MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 344
Individual clients: 321
High net worth clients: 15
Custody, client assets: $117M
SEC number: 801-56301
CRD: 107953
Filings on the tape: 23
First filed: Mar 23, 2012
Latest filed: Nov 20, 2023
Organised: Limited Liability Company, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GARCIA, MICHELLE, CASTANO	RELATIONSHIP MANAGER	B	yes	11/2013	Mar 23, 2015	Nov 20, 2023
ROEHR, MATTHEW, JOHN NICOL	CHIEF COMPLIANCE OFFICER	C	yes	05/1998	Mar 23, 2012	Nov 20, 2023
SCARLETT, MARK, EDWARD	Member	C	yes	05/1998	Mar 23, 2012	Nov 20, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Feb 17, 2023	$534M	$533M	7	5	0	n/a	n/a
2021	Mar 3, 2022	$601M	$600M	7	5	0	n/a	n/a
2020	Mar 10, 2021	$508M	$508M	6	5	0	n/a	n/a
2019	Mar 11, 2020	$452M	$452M	6	5	0	n/a	n/a
2018	Mar 22, 2019	$414M	$414M	6	5	0	n/a	n/a
2017	Feb 22, 2018	$397M	$395M	7	6	0	n/a	n/a
2016	Feb 27, 2017	$334M	$332M	7	6	n/a	n/a	n/a
2015	Mar 14, 2016	$284M	$282M	7	6	n/a	n/a	n/a
2014	Mar 23, 2015	$261M	$259M	7	6	n/a	n/a	n/a
2013	Mar 26, 2014	$246M	$245M	7	6	n/a	n/a	n/a
2012	Mar 25, 2013	$211M	$210M	5	5	n/a	n/a	n/a
2011	Mar 23, 2012	$191M	$189M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$534M	$601M	-11.2%	$452M	5.7%	7	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NORTHWEST INVESTMENT COUNSELORS	4	Nov 20, 2023	Nov 22, 2023	LAKE OSWEGO, OR	Firm absorbed	RIA to RIA	80.0%

Relationships

Controls (3)

← ROEHR, MATTHEW, JOHN NICOLOwnerCHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 23, 2012 to presentfactForm ADV
← SCARLETT, MARK, EDWARDOwnerMEMBER, ownership code C, individual
Mar 23, 2012 to presentfactForm ADV
← GARCIA, MICHELLE, CASTANOOwnerRELATIONSHIP MANAGER, ownership code B, individual
Mar 23, 2015 to presentfactForm ADV

Moved with (1)

→ NORTHWEST INVESTMENT COUNSELORSRegistered adviser4 advisors, firm absorbed, same day
Nov 20, 2023 to Nov 22, 2023factForm ADV

Registered with (7)

← Matt John RoehrAdvisorregistration: previous registration
May 19, 1998 to Nov 20, 2023factForm ADV
← Mark Edward ScarlettAdvisorregistration: previous registration
May 19, 1998 to Nov 20, 2023factForm ADV
← CHRISTEL PARKINSON TURKIEWICZAdvisorregistration: previous registration
Nov 5, 2010 to Nov 20, 2023factForm ADV
← Michelle Castano GarciaAdvisorregistration: previous registration
Nov 19, 2013 to Nov 20, 2023factForm ADV
← Alexander DolleAdvisorregistration: previous registration
Dec 2, 2014 to Nov 20, 2023factForm ADV
← JOHN SPRING WOOLLEYAdvisorregistration: previous registration
Oct 21, 2008 to Dec 13, 2013factForm ADV
← JOHN CHRISTIAN RAAFAdvisorregistration: previous registration
Nov 13, 2002 to Feb 15, 2008factForm ADV

Dated events

Occurred
Nov 20, 2023
Control person left
Parkinson Christel Turkiewicz (Relationship Manager) no longer on Schedule A of Northwest Investment Counselors (listed 2023-06-29, absent 2023-11-20)
Form ADVobserved 4 days ago
Occurred
Nov 20, 2023
Firm absorbed
Northwest Investment Counselors's advisors moved to Northwest Investment Counselors (Lake Oswego, OR): 4 of 5 registered, on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Nov 20, 2023
Advisor changed firm
Christel Parkinson Turkiewicz left Northwest Investment Counselors for One Advisory Partners, Llc (registered 2025-06-16)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2023
Succession filed (Item 4)
Northwest Investment Counselors reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9284487d-5bbe-da9f-b092-4450f95ce17e
First observed: Mar 23, 2012
Last observed: Nov 20, 2023 34 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHWEST INVESTMENT COUNSELORS

NORTHWEST INVESTMENT COUNSELORS LLC, CRD 107953

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9284487d-5bbe-da9f-b092-4450f95ce17e

Data as of Nov 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GARCIA, MICHELLE, CASTANO

RELATIONSHIP MANAGER

yes

11/2013

Mar 23, 2015

Nov 20, 2023

ROEHR, MATTHEW, JOHN NICOL

CHIEF COMPLIANCE OFFICER

yes

05/1998

Mar 23, 2012

Nov 20, 2023

SCARLETT, MARK, EDWARD

Member

yes

05/1998

Mar 23, 2012

Nov 20, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Feb 17, 2023

$534M

$533M

n/a

2021

Mar 3, 2022

$601M

$600M

n/a

2020

Mar 10, 2021

$508M

n/a

2019

Mar 11, 2020

$452M

n/a

2018

Mar 22, 2019

$414M

n/a

2017

Feb 22, 2018

$397M

$395M

n/a

2016

Feb 27, 2017

$334M

$332M

n/a

2015

Mar 14, 2016

$284M

$282M

n/a

2014

Mar 23, 2015

$261M

$259M

n/a

2013

Mar 26, 2014

$246M

$245M

n/a

2012

Mar 25, 2013

$211M

$210M

n/a

2011

Mar 23, 2012

$191M

$189M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$534M

$601M

-11.2%

$452M

5.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NORTHWEST INVESTMENT COUNSELORS

Nov 20, 2023

Nov 22, 2023

LAKE OSWEGO, OR

Firm absorbed

RIA to RIA

80.0%