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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 2, 2025 | n/a | yes | LAKE OSWEGO, OR|PLYMOUTH, MN | Current employment |
| NORTHWEST INVESTMENT COUNSELORS | Former SEC adviser | Nov 22, 2023 | Jan 13, 2025 | no | LAKE OSWEGO, OR | Previous registration |
| NORTHWEST INVESTMENT COUNSELORS | Former SEC adviser | Nov 19, 2013 | Nov 20, 2023 | no | LAKE OSWEGO, OR | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 7, 2011 | Nov 5, 2013 | no | PORTLAND, OR|PORTLAND, OR|NEW YORK, NY | Previous registration |
| NORTHWEST INVESTMENT COUNSELORS | Former SEC adviser | Nov 27, 2003 | Dec 1, 2004 | no | LAKE OSWEGO, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWEST INVESTMENT COUNSELORS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jan 13, 2025 | Jan 2, 2025 | -11 | Firm change | RIA to ibd |
| NORTHWEST INVESTMENT COUNSELORS | NORTHWEST INVESTMENT COUNSELORS | Nov 20, 2023 | Nov 22, 2023 | 2 | Channel change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NORTHWEST INVESTMENT COUNSELORS | Nov 5, 2013 | Nov 19, 2013 | 14 | Firm change | Other |
| NORTHWEST INVESTMENT COUNSELORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 1, 2004 | Dec 7, 2011 | 2,562 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 327970:116407:OR:2025-01-13 | Jan 13, 2025 | Jan 2, 2025 | LAKE OSWEGO, OR | Firm change |
| 107953:327970:OR:2023-11-20 | Nov 20, 2023 | Nov 22, 2023 | LAKE OSWEGO, OR | Firm change |