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Advisor at NEWEDGE ADVISORS
Beverly Hills, CA | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Jan 9, 2023 | n/a | yes | NEW ORLEANS, LA|Beverly Hills, CA | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Dec 28, 2015 | Jan 9, 2023 | no | BEVERLY HILLS, CA | Previous registration |
| L & S ADVISORS, INC | Independent wealth | May 6, 2009 | Jan 11, 2016 | no | LOS ANGELES, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 2, 2004 | May 15, 2009 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | NEWEDGE ADVISORS | Jan 9, 2023 | Jan 9, 2023 | 0 | Firm change | Ibd to ibd |
| L & S ADVISORS, INC | RAYMOND JAMES & ASSOCIATES, INC. | Jan 11, 2016 | Dec 28, 2015 | -14 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | L & S ADVISORS, INC | May 15, 2009 | May 6, 2009 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:171351:CA:2023-01-06 | Jan 9, 2023 | Jan 9, 2023 | BEVERLY HILLS, CA | Firm change |