DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jordan Michael Friedman
Feed of 09/15/2026
At current firm
3 y
since Jan 9, 2023
In the industry
22 y
since May 27, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Jan 9, 2023 · New Orleans, La
- Raymond James & Associates, Inc. national BDDec 28, 2015 to Jan 9, 2023 · Beverly Hills, Ca
- L & S Advisors, Inc independent RIAMay 6, 2009 to Jan 11, 2016 · Los Angeles, Ca
- Citigroup Global Markets Inc. BD affiliatedJun 2, 2004 to May 15, 2009 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Newedge Advisorsleft Jan 9, 2023, registered Jan 9, 2023 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- L & S Advisors, Inc to Raymond James & Associates, Inc.left Jan 11, 2016, registered Dec 28, 2015 (-14 days) · Other
- Citigroup Global Markets Inc. to L & S Advisors, Incleft May 15, 2009, registered May 6, 2009 (-9 days) · Other
Signals
- Jordan Michael Friedman left Raymond James & Associates, Inc. for Newedge Advisors (registered 2023-01-09)Jan 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address