DFX Intelligence

J••••• M•••••• B••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)24 years in industry

J••••• M•••••• B••

Advisor at C••••• I••••••••• A••••••• L••

Westlake, OH | Avon Lake, OH

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Search this name across graphsid dfx:ria:278a9ada-58ad-df04-a0d8-6ce17677fcfe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 4, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 22, 2026	n/a	yes	Westlake, OH\|Avon Lake, OH	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jan 26, 2018	Aug 3, 2026	no	Westlake, OH\|WALTHAM, MA\|Avon Lake, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C••••• I••••••••• A••••••• L••	Aug 3, 2026	Jul 22, 2026	-12	Firm change	Ibd to ibd
R••••• O• L••• W••••• P•••••••	C••••••••• F•••••••• N••••••	Mar 26, 2021	Jan 26, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:105644:OH:2026-08-03	Aug 3, 2026	Jul 22, 2026	AVON LAKE, OH	Firm change

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 26, 2018 to Aug 3, 2026factForm ADV
→ R••••• O• L••• W••••• P•••••••Registered adviserregistration: previous registration
Jul 1, 2005 to Mar 26, 2021factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Aug 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:278a9ada-58ad-df04-a0d8-6ce17677fcfe
First observed: Aug 4, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.