DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• B••

C••••• I••••••••• A••••••• L••BD affiliatedWestlake, Oh dual registrantIAPD 4603315

Certified Financial Planner · Personal Financial Specialist

Feed of 09/15/2026

Also filed as J••••• Bok

At current firm

0 y

since Jul 22, 2026

In the industry

24 y

since Oct 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 22, 2026 · Westlake, Oh
C••••••••• F•••••••• N•••••• national BD
Jan 26, 2018 to Aug 3, 2026 · Westlake, Oh
R••••• O• L••• W••••• P••••••• independent RIA
Jul 1, 2005 to Mar 26, 2021 · Brecksvill, Oh
L•• F•••••••• L•• BD affiliated
Aug 4, 2004 to Feb 2, 2018 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••
left Aug 3, 2026, registered Jul 22, 2026 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team
R••••• O• L••• W••••• P••••••• to C••••••••• F•••••••• N••••••
left Mar 26, 2021, registered Jan 26, 2018 (-1155 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to R••••• O• L••• W••••• P•••••••
left Feb 2, 2018, registered Jul 1, 2005 (-4599 days) · Other

Signals

J••••• M•••••• B•• left C••••••••• F•••••••• N•••••• for C••••• I••••••••• A••••••• L•• (registered 2026-07-22)
Aug 3, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address