DFX Intelligence

R••••• O• L••• W••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R••••• O• L••• W••••• P•••••••

PLANNED FINANCIAL SERVICES, LLC, CRD 112879

CLEVELAND, OH

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Search this name across graphsid dfx:ria:2b412e8c-427a-fce6-9d55-f3372dabb641

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 0
Observed: Feb 27, 2017 to Feb 25, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $473M••• Locked
Discretionary RAUM: $413M
Private client RAUM: $413Mderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $118Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
F•••• F•••••••	n/a	BRECKSVILLE, OH \| CLEVELAND, OH	22	32	1	yes
Y••••••• Y•••	n/a	Baltimore, MD	10	14

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• F••••	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	01/1994	Feb 27, 2017	Sep 3, 2024
R•••••• J•••••• M••••••	CHIEF OPERATING OFFICER	Na	no	10/2023	Mar 28, 2024	Sep 3, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$473M	$392M	20.5%	$352M	10.3%	13	12	0	0

Relationships

Registered with (11)

← D••••••• K••••••• L••••••Advisorregistration: current employment
Aug 30, 2022 to presentfactForm ADV
← C•••••• C•••••• H•••••Advisorregistration: current employment
Jun 10, 2022 to presentfactForm ADV
← Y••••••• Y•••Advisorregistration: current employment
Jul 12, 2016 to presentfactForm ADV
← F•••• F•••••••

Dated events

Occurred
Jan 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 27, 2017
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b412e8c-427a-fce6-9d55-f3372dabb641
First observed: Feb 27, 2017
Last observed: Feb 25, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.