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RIA / WealthAdvisorCertified Financial Planner13 years in industry

Justin James Pettit

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Excelsior, MN | Minnetonka, MN

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Search this name across graphsid dfx:ria:27994c11-3ebb-b6ca-9f66-949c06519181

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 1, 2013
First registration: Nov 6, 2013
Dual registered: no
IAPD individual key: 6155260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 29, 2024	n/a	yes	Excelsior, MN\|Excelsior, MN\|Minnetonka, MN	Current employment
VERMILLION WEALTH MANAGEMENT INC.	Independent wealth	Jun 25, 2018	Feb 7, 2024	no	ROSEMOUNT, MN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Dec 31, 2017	no	VERMILLION, MN\|Inver Grove Heights, MN	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Nov 6, 2013	Jan 21, 2014	no	HASTINGS, MN\|VERMILLION, MN\|INVER GROVE HEIGHTS, MN\|VERMILLION, MN\|HASTINGS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VERMILLION WEALTH MANAGEMENT INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 7, 2024	Feb 29, 2024	22	Firm change	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	VERMILLION WEALTH MANAGEMENT INC.	Dec 31, 2017	Jun 25, 2018	176	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Feb 29, 2024 to presentfactForm ADV
→ VERMILLION WEALTH MANAGEMENT INC.Registered adviserregistration: previous registration
Jun 25, 2018 to Feb 7, 2024factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Dec 31, 2017factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Nov 6, 2013 to Jan 21, 2014factForm ADV

Dated events

Occurred
Feb 7, 2024
Advisor changed firm
Justin James Pettit left Vermillion Wealth Management Inc. for Ameriprise Financial Services, Llc (registered 2024-02-29)
Form ADVobserved 6 days ago