DFX Intelligence

C••••• D••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C••••• D••••• R•••

Advisor at M•••••• W••••• M••••••••• L•

Raleigh, NC

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Search this name across graphsid dfx:ria:27afa397-13ca-d9ce-4566-4300267ab748

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Jan 22, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M••••••••• L•	Independent wealth	Mar 9, 2026	n/a	yes	Raleigh, NC	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Sep 17, 2025	Feb 11, 2026	no	BOISE, ID\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• W••••• A•••••••	Z••• D•• C•••••• E••••••••• L••	Mar 6, 2026	Apr 22, 2025	-318	Firm change after gap	Other
O••••• I••••••••• A••••••• L••	M•••••• W••••• M••••••••• L•	Feb 11, 2026	Mar 9, 2026

Relationships

Registered with (7)

→ M•••••• W••••• M••••••••• L•Registered adviserregistration: current employment
Mar 9, 2026 to presentfactForm ADV
→ P•••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 28, 2025 to Mar 6, 2026factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 17, 2025 to Feb 11, 2026factForm ADV
→ Z••• D•• C•••••• E••••••••• L••

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 6, 2025
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27afa397-13ca-d9ce-4566-4300267ab748
First observed: Jan 22, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.