DFX Intelligence

S•••••• I•••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

S•••••• I•••• R••

Advisor at T•• A•••••••• I•••

Estero, FL | SUMMIT, NJ

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Search this name across graphsid dfx:ria:27b93163-c8ea-7a02-3cd2-637be6ca49e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Nov 18, 2025	n/a	yes	SUMMIT, NJ\|Estero, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 20, 2018	Nov 4, 2025	no	Fort Myers, FL\|Fort Myers, FL\|Estero, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	T•• A•••••••• I•••	Nov 4, 2025	Nov 18, 2025	14	Firm change	Ibd to ibd
T•••••• E••••••••• • P••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Sep 4, 2018	Sep 20, 2018

Relationships

Registered with (3)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Nov 18, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 20, 2018 to Nov 4, 2025factForm ADV
→ T•••••• E••••••••• • P••••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2003 to Sep 4, 2018factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27b93163-c8ea-7a02-3cd2-637be6ca49e1
First observed: Aug 11, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.