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CRD 114067
LAWRENCE, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PHILLIP ADAM RADEMACHER | Certified Financial Planner | LAWRENCE, KS | 26 | 34 | 1 | no |
| RACHEL ELLEN RADEMACHER | n/a | LAWRENCE, KS | 18 | 26 | n/a | no |
| KEVIN LEE MICHAEL | n/a | LAWRENCE, KS | 12 | 12 | 1 | no |
| ROGER HARRINGTON COX | n/a | LAWRENCE, KS | Kamas, UT | 8 | 39 | 2 | no |
| Gabriel Philip D'Angelo | Certified Financial Planner | LAWRENCE, KS | 2 | 10 | 1 | no |
| Ronan Sramek | Certified Financial Planner | LAWRENCE, KS | 1 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| RADEMACHER, PHILLIP, ADAM | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | yes | 10/1999 | Mar 2, 2012 | Jul 12, 2024 |
| RADEMACHER, RACHEL, ELLEN | VICE PRESIDENT | D | yes | 10/1999 | Mar 2, 2012 | Jul 12, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 3, 2026 | $234M | $232M | 6 | 5 | 1 | n/a | n/a |
| 2024 | Apr 1, 2025 | $263M | $261M | 6 | 5 | 1 | n/a | n/a |
| 2023 | Feb 29, 2024 | $180M | $179M | 6 | 5 | 1 | n/a | n/a |
| 2022 | Feb 13, 2023 | $119M | $113M | 7 | 5 | 1 | n/a | n/a |
| 2021 | Mar 17, 2022 | $149M | $147M | 6 | 5 | 1 | n/a | n/a |
| 2020 | Mar 12, 2021 | $187M | $187M | 9 | 7 | 3 | n/a | n/a |
| 2019 | Feb 28, 2020 | $145M | $145M | 8 | 6 | 3 | n/a | n/a |
| 2018 | Mar 14, 2019 | $110M | $110M | 8 | 7 | 3 | n/a | n/a |
| 2011 | Mar 2, 2012 | $34.4M | $29.8M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $234M | $263M | -10.9% | $119M | 25.3% | 6 | 6 | 1 | 1 |