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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

Daniel J Frank

Advisor at EDWARD JONES

LEAWOOD, KS

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Search this name across graphsid dfx:ria:f98d0c01-dfb4-8b8a-a6d5-6807e97112ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 11, 1989
First registration: Jan 26, 2009
Dual registered: yes, broker-dealer
Other names: DAN FRANK|Daniel James Frank
IAPD individual key: 1920328

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jul 30, 2018	n/a	yes	LEAWOOD, KS	Current employment
RADEMACHER FINANCIAL, INC.	Independent wealth	May 4, 2018	Jul 23, 2018	no	LAWRENCE, KS	Previous registration
BLACKROCK FINANCIAL MANAGEMENT, INC	Other adviser	Oct 20, 2009	Jan 11, 2018	no	NEW YORK, NY\|PRINCETON, NJ\|CHICAGO, IL	Previous registration
RYDEX ADVISORY SERVICES, LLC	n/a	Jan 26, 2009	Oct 14, 2009	no	ROCKVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RADEMACHER FINANCIAL, INC.	EDWARD JONES	Jul 23, 2018	Jul 30, 2018	7	Firm change	RIA to ibd
BLACKROCK FINANCIAL MANAGEMENT, INC	RADEMACHER FINANCIAL, INC.	Jan 11, 2018	May 4, 2018	113	Firm change	Other
RYDEX ADVISORY SERVICES, LLC	BLACKROCK FINANCIAL MANAGEMENT, INC	Oct 14, 2009	Oct 20, 2009	6	Firm change	Other

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
Jul 30, 2018 to presentfactForm ADV
→ RADEMACHER FINANCIAL, INC.Registered adviserregistration: previous registration
May 4, 2018 to Jul 23, 2018factForm ADV
→ BLACKROCK FINANCIAL MANAGEMENT, INCRegistered adviserregistration: previous registration
Oct 20, 2009 to Jan 11, 2018factForm ADV
→ RYDEX ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 26, 2009 to Oct 14, 2009factForm ADV

Dated events

No dated event names this entity yet.